About the Firm
Ertman, Dulis & Helisek is a commercial litigation firm that focuses on the investment management industry. The firm’s partners have decades of experience in cutting-edge litigation and enforcement matters facing investment managers and their investors. Our goal is to deliver significant cost savings to our clients in handling sensitive situations across all areas of investment management litigation, including:
- Plaintiff’s-side litigation on behalf of public and private funds to recover investment losses
- Defense of investment managers in claims arising in private funds
- Defense of investment managers in claims arising in public funds
- Defense of claims relating to portfolio companies
- Government examinations and investigations
- Whistleblower claims
- Internal investigations and remediation of potential violations of internal policies
- Executive disputes within investment management firms
- Defendant’s-side and plaintiff’s-side litigation involving retail mortgages
- Defendant’s-side and plaintiff’s-side litigation involving commercial mortgages
- Formulation of compliance policies addressing gray-area trading situations
- Prosecution of claims on behalf of investors against proven corrupt investment managers
- Fraudulent conveyance claims against investment managers
- Deal litigation
- Bondholder litigation
- Hostile board elections
- Litigation risk assessment of potential investments
- Third-party subpoenas
- Amicus briefs for industry trade associations